Tessera Partners Platform Program

As a registered Broker-Dealer, Tessera has wide-ranging, deep experience managing a robust compliance and regulatory function.

The Tessera Platform Partners Program allows others in the asset-gathering industry to leverage our experience and infrastructure, enabling them to outsource their compliance duties and thus  focus on what they do best: research investments, raise assets, and manage investment portfolios.

The Platform Partner Program enables firms to connect with other managers, allowing our partners to benefit from the unique experience and expertise of firms which represent the full spectrum of products, distribution channels, and or geographic territories.


Program Services

  • Regulatory infrastructure
  • Contractual and Legal resources
  • Due Diligence support
  • Continuing Education
  • Regulatory and Blue Sky registration
  • Representative activity supervision
  • Accounting and billing related to asset raising activities

Benefits

  • Partnership opportunities with industry peers
  • Practical approach to compliance and regulatory issues
  • Seamless transition 
  • Coast-to-coast operations
  • More time to focus on revenue generation

Our Platform Partners are:

  • Experienced
  • Successful in raising assets for securities and advisory services
  • Principled, with a professional, open-minded approach
  • Collaborative, and have a partner-based business philosophy
  • Client-focused